"""Tests for CIK/SIC resolution and the composite-revision fingerprint.""" from __future__ import annotations import os import tempfile import pytest from sqlalchemy import select from sqlalchemy.ext.asyncio import AsyncSession, async_sessionmaker, create_async_engine from app.database import Base import app.models # noqa: F401 from app.models.ticker import Ticker from app.services import sec_universe as su @pytest.fixture async def factory(): fd, path = tempfile.mkstemp(suffix=".db") os.close(fd) eng = create_async_engine(f"sqlite+aiosqlite:///{path}") async with eng.begin() as conn: await conn.run_sync(Base.metadata.create_all) try: yield async_sessionmaker(eng, class_=AsyncSession, expire_on_commit=False) finally: await eng.dispose() try: os.unlink(path) except OSError: pass class FakeSecClient: def __init__(self, tickers, submissions=None): self._tickers = tickers self._submissions = submissions or {} async def company_tickers(self): return dict(self._tickers) async def submissions(self, cik): return self._submissions[int(cik)] async def test_resolve_ciks_sets_cik_and_returns_mapping(factory): async with factory() as s: for sym in ["AAPL", "GOOGL", "GOOG", "ZZZZ"]: # ZZZZ not in SEC s.add(Ticker(symbol=sym)) await s.commit() client = FakeSecClient({"AAPL": 320193, "GOOGL": 1652044, "GOOG": 1652044}) async with factory() as s: mapping = await su.resolve_ciks(s, client) await s.commit() assert mapping == {"AAPL": 320193, "GOOGL": 1652044, "GOOG": 1652044} async with factory() as s: ciks = {t.symbol: t.cik for t in (await s.execute(select(Ticker))).scalars()} assert ciks["AAPL"] == "0000320193" assert ciks["GOOGL"] == ciks["GOOG"] == "0001652044" # multi-class share CIK assert ciks["ZZZZ"] is None # unresolved stays null async def test_refresh_sic_updates_all_tickers_of_a_cik(factory): async with factory() as s: for sym in ["GOOGL", "GOOG"]: s.add(Ticker(symbol=sym, cik="0001652044")) await s.commit() client = FakeSecClient( {}, submissions={1652044: {"sic": "7370", "sic_description": "Services-Computer"}} ) async with factory() as s: n = await su.refresh_sic(s, client, [1652044]) await s.commit() assert n == 1 async with factory() as s: rows = {t.symbol: (t.sic, t.sic_description) for t in (await s.execute(select(Ticker))).scalars()} assert rows["GOOGL"] == ("7370", "Services-Computer") assert rows["GOOG"] == ("7370", "Services-Computer") def test_universe_fingerprint_changes_on_membership(): a = su.universe_fingerprint({"AAPL": 320193, "MSFT": 789019}) same = su.universe_fingerprint({"MSFT": 789019, "AAPL": 320193}) # order-independent added = su.universe_fingerprint({"AAPL": 320193, "MSFT": 789019, "NVDA": 1045810}) remapped = su.universe_fingerprint({"AAPL": 999, "MSFT": 789019}) assert a == same assert a != added # new ticker forces a new revision assert a != remapped # changed CIK mapping forces a new revision def test_compose_revision_and_index_hash(): rows = [ {"cik": 320193, "accession": "a-1"}, {"cik": 66740, "accession": "b-2"}, ] h1 = su.index_content_hash(rows) h2 = su.index_content_hash(list(reversed(rows))) assert h1 == h2 # order-independent rev = su.compose_revision("2026-07-21", h1, {"AAPL": 320193}) assert rev.startswith("2026-07-21:") and rev.count(":") == 2