"""Ticker universe discovery and bootstrap service. Provides a minimal, provider-backed way to populate tracked tickers from well-known universes (S&P 500, NASDAQ-100, NASDAQ All). """ from __future__ import annotations import asyncio import json import logging import os import re from collections.abc import Iterable from datetime import datetime, timezone from pathlib import Path import httpx from sqlalchemy import delete, select from sqlalchemy.ext.asyncio import AsyncSession from app.config import settings from app.exceptions import ProviderError, ValidationError from app.models.ticker import Ticker from app.services import settings_store logger = logging.getLogger(__name__) SUPPORTED_UNIVERSES = {"sp500", "nasdaq100", "nasdaq_all"} _SYMBOL_PATTERN = re.compile(r"^[A-Z0-9-]{1,10}$") _SEED_UNIVERSES: dict[str, list[str]] = { "sp500": [ "AAPL", "MSFT", "NVDA", "AMZN", "META", "GOOGL", "GOOG", "BRK-B", "TSLA", "JPM", "V", "MA", "UNH", "XOM", "LLY", "AVGO", "COST", "PG", "JNJ", "HD", "MRK", "BAC", "ABBV", "PEP", "KO", "ADBE", "NFLX", "CRM", "CSCO", "WMT", "AMD", "TMO", "MCD", "ORCL", "ACN", "CVX", "LIN", "DHR", "ABT", "QCOM", "TXN", "PM", "DIS", "INTU", ], "nasdaq100": [ "AAPL", "MSFT", "NVDA", "AMZN", "META", "GOOGL", "GOOG", "TSLA", "AVGO", "COST", "NFLX", "ADBE", "CSCO", "AMD", "INTU", "QCOM", "AMGN", "TXN", "INTC", "BKNG", "GILD", "ISRG", "MDLZ", "ADP", "LRCX", "ADI", "PANW", "SNPS", "CDNS", "KLAC", "MELI", "MU", "SBUX", "CSX", "REGN", "VRTX", "MAR", "MNST", "CTAS", "ASML", "PYPL", "AMAT", "NXPI", ], "nasdaq_all": [ "AAPL", "MSFT", "NVDA", "AMZN", "META", "GOOGL", "TSLA", "AMD", "INTC", "QCOM", "CSCO", "ADBE", "NFLX", "PYPL", "AMAT", "MU", "SBUX", "GILD", "INTU", "BKNG", "ADP", "CTAS", "PANW", "SNPS", "CDNS", "LRCX", "KLAC", "MELI", "ASML", "REGN", "VRTX", "MDLZ", "AMGN", ], } _CA_BUNDLE = os.environ.get("SSL_CERT_FILE", "") if not _CA_BUNDLE or not Path(_CA_BUNDLE).exists(): _CA_BUNDLE_PATH: str | bool = True else: _CA_BUNDLE_PATH = _CA_BUNDLE # Wikipedia often returns 403 to non-browser UAs; use a normal browser-like # identity for constituent scrapes (no cookies/login). _HTTP_HEADERS = { "User-Agent": ( "Mozilla/5.0 (Windows NT 10.0; Win64; x64) " "AppleWebKit/537.36 (KHTML, like Gecko) " "Chrome/126.0.0.0 Safari/537.36" ), "Accept": "text/html,application/xhtml+xml;q=0.9,*/*;q=0.8", "Accept-Language": "en-US,en;q=0.9", } # Modern Wikipedia S&P/Nasdaq tables use exchange templates (NyseSymbol / # NasdaqSymbol) rather than a plain SYMBOL. Prefer quote URLs # and template params; keep the legacy cell pattern as a last resort. _WIKI_SYMBOL_PATTERNS: tuple[re.Pattern[str], ...] = ( re.compile(r"nyse\.com/quote/XNYS:([A-Za-z0-9.-]{1,10})", re.IGNORECASE), re.compile( r"nasdaq\.com/market-activity/stocks/([A-Za-z0-9.-]{1,10})", re.IGNORECASE, ), # {{NyseSymbol|BNY}} / {{NasdaqSymbol|AAPL}} rendered data-mw params re.compile( r'"target":\{"wt":"(?:Nyse|Nasdaq)Symbol"[^}]*\}.*"wt":"([A-Z][A-Z0-9.-]{0,9})"', re.IGNORECASE, ), re.compile(r"\s*]*>([A-Z.]{1,10})\s*", re.IGNORECASE), ) def _extract_wiki_symbols(html: str) -> list[str]: """Pull ticker symbols out of a Wikipedia constituents page.""" found: list[str] = [] for pattern in _WIKI_SYMBOL_PATTERNS: found.extend(pattern.findall(html)) return found def _validate_universe(universe: str) -> str: normalised = universe.strip().lower() if normalised not in SUPPORTED_UNIVERSES: supported = ", ".join(sorted(SUPPORTED_UNIVERSES)) raise ValidationError(f"Unsupported universe '{universe}'. Supported: {supported}") return normalised def _normalise_symbols(symbols: Iterable[str]) -> list[str]: deduped: set[str] = set() for raw_symbol in symbols: symbol = raw_symbol.strip().upper().replace(".", "-") if not symbol: continue if _SYMBOL_PATTERN.fullmatch(symbol) is None: continue deduped.add(symbol) return sorted(deduped) async def _fetch_wiki_constituent_symbols( client: httpx.AsyncClient, url: str, ) -> tuple[list[str], str | None]: try: response = await client.get(url, headers=_HTTP_HEADERS) except httpx.HTTPError as exc: return [], f"{url}: network error ({type(exc).__name__}: {exc})" if response.status_code != 200: return [], f"{url}: HTTP {response.status_code}" matches = _extract_wiki_symbols(response.text) if not matches: return [], f"{url}: no symbols parsed" return list(matches), None async def _fetch_nasdaq_trader_symbols( client: httpx.AsyncClient, ) -> tuple[list[str], str | None]: url = "https://www.nasdaqtrader.com/dynamic/SymDir/nasdaqlisted.txt" try: response = await client.get(url, headers=_HTTP_HEADERS) except httpx.HTTPError as exc: return [], f"{url}: network error ({type(exc).__name__}: {exc})" if response.status_code != 200: return [], f"{url}: HTTP {response.status_code}" symbols: list[str] = [] for line in response.text.splitlines(): if not line or line.startswith("Symbol|") or line.startswith("File Creation Time"): continue parts = line.split("|") if not parts: continue symbol = parts[0].strip() test_issue = parts[6].strip() if len(parts) > 6 else "N" if test_issue == "Y": continue symbols.append(symbol) if not symbols: return [], f"{url}: no symbols parsed" return symbols, None async def _fetch_universe_symbols_from_public(universe: str) -> tuple[list[str], list[str], str | None]: failures: list[str] = [] sp500_url = "https://en.wikipedia.org/wiki/List_of_S%26P_500_companies" nasdaq100_url = "https://en.wikipedia.org/wiki/Nasdaq-100" async with httpx.AsyncClient(timeout=30.0, verify=_CA_BUNDLE_PATH) as client: if universe == "sp500": symbols, error = await _fetch_wiki_constituent_symbols(client, sp500_url) if error: failures.append(error) else: return symbols, failures, "wikipedia_sp500" if universe == "nasdaq100": symbols, error = await _fetch_wiki_constituent_symbols(client, nasdaq100_url) if error: failures.append(error) else: return symbols, failures, "wikipedia_nasdaq100" if universe == "nasdaq_all": symbols, error = await _fetch_nasdaq_trader_symbols(client) if error: failures.append(error) else: return symbols, failures, "nasdaq_trader" return [], failures, None async def _read_cached_symbols(db: AsyncSession, universe: str) -> list[str]: key = f"ticker_universe_cache_{universe}" setting = await settings_store.get_setting(db, key) if setting is None: return [] try: payload = json.loads(setting.value) except (TypeError, ValueError): return [] if isinstance(payload, dict): symbols = payload.get("symbols", []) elif isinstance(payload, list): symbols = payload else: symbols = [] if not isinstance(symbols, list): return [] return _normalise_symbols([str(symbol) for symbol in symbols]) async def _write_cached_symbols( db: AsyncSession, universe: str, symbols: list[str], source: str, ) -> None: key = f"ticker_universe_cache_{universe}" payload = { "symbols": symbols, "source": source, "updated_at": datetime.now(timezone.utc).isoformat(), } await settings_store.upsert_setting(db, key, json.dumps(payload)) await db.commit() async def fetch_universe_symbols( db: AsyncSession, universe: str, ) -> tuple[list[str], str]: """Fetch and normalise symbols for a supported universe with fallbacks. Fallback order: 1) Free public sources (Wikipedia/NASDAQ trader) 2) Cached snapshot in SystemSetting 3) Built-in seed symbols Returns ``(symbols, source_label)`` so bootstrap UI can show where the list came from (important when the public source fails and a stale cache still lists BK instead of BNY). The seeds are representative, not complete, so a *fresh* install whose public source is down bootstraps a partial universe. A warm instance is unaffected — it falls through to its cached snapshot. """ normalised_universe = _validate_universe(universe) failures: list[str] = [] public_symbols, public_failures, public_source = await _fetch_universe_symbols_from_public(normalised_universe) failures.extend(public_failures) cleaned_public = _normalise_symbols(public_symbols) if cleaned_public: await _write_cached_symbols(db, normalised_universe, cleaned_public, public_source or "public") return cleaned_public, public_source or "public" cached_symbols = await _read_cached_symbols(db, normalised_universe) if cached_symbols: logger.warning( "Using cached universe symbols for %s because live fetch failed: %s", normalised_universe, "; ".join(failures[:3]), ) return cached_symbols, "cache" seed_symbols = _normalise_symbols(_SEED_UNIVERSES.get(normalised_universe, [])) if seed_symbols: logger.warning( "Using built-in seed symbols for %s because live/cache fetch failed: %s", normalised_universe, "; ".join(failures[:3]), ) return seed_symbols, "seed" reason = "; ".join(failures[:6]) if failures else "no provider returned symbols" raise ProviderError(f"Universe '{normalised_universe}' returned no valid symbols. Attempts: {reason}") async def _fetch_alpaca_asset_names() -> dict[str, str]: """One Alpaca Trading-API call → {internal_symbol: company_name} for all US equities. Tries paper and live endpoints so it works with either key type.""" if not settings.alpaca_api_key or not settings.alpaca_api_secret: raise ValidationError("Alpaca API credentials are required to backfill names") from alpaca.trading.client import TradingClient from alpaca.trading.enums import AssetClass, AssetStatus from alpaca.trading.requests import GetAssetsRequest req = GetAssetsRequest(status=AssetStatus.ACTIVE, asset_class=AssetClass.US_EQUITY) last_err: Exception | None = None for paper in (True, False): try: client = TradingClient(settings.alpaca_api_key, settings.alpaca_api_secret, paper=paper) assets = await asyncio.to_thread(client.get_all_assets, req) names: dict[str, str] = {} for asset in assets: sym = getattr(asset, "symbol", None) nm = getattr(asset, "name", None) if sym and nm: names[sym.replace(".", "-").upper()] = nm # BRK.B → BRK-B if names: return names except Exception as exc: # noqa: BLE001 — try the other endpoint last_err = exc raise ProviderError(f"Failed to fetch asset names from Alpaca: {last_err}") async def backfill_ticker_names(db: AsyncSession, *, only_missing: bool = True) -> dict[str, int]: """Fill Ticker.name from Alpaca in a single request for the whole universe.""" result = await db.execute(select(Ticker)) tickers = list(result.scalars().all()) targets = [t for t in tickers if not t.name] if only_missing else tickers if not targets: return {"updated": 0, "checked": 0, "unmatched": 0} names = await _fetch_alpaca_asset_names() updated = 0 for ticker in targets: nm = names.get(ticker.symbol.upper()) if nm and nm != ticker.name: ticker.name = nm[:120] updated += 1 await db.commit() return {"updated": updated, "checked": len(targets), "unmatched": len(targets) - updated} async def bootstrap_universe( db: AsyncSession, universe: str, *, prune_missing: bool = False, ) -> dict[str, int | str]: """Upsert ticker universe into tracked tickers. Returns summary counts for added/existing/deleted symbols. """ normalised_universe = _validate_universe(universe) symbols, source = await fetch_universe_symbols(db, normalised_universe) existing_rows = await db.execute(select(Ticker.symbol)) existing_symbols = set(existing_rows.scalars().all()) target_symbols = set(symbols) symbols_to_add = sorted(target_symbols - existing_symbols) symbols_to_delete = sorted(existing_symbols - target_symbols) if prune_missing else [] for symbol in symbols_to_add: db.add(Ticker(symbol=symbol)) deleted_count = 0 if symbols_to_delete: result = await db.execute(delete(Ticker).where(Ticker.symbol.in_(symbols_to_delete))) deleted_count = int(result.rowcount or 0) await db.commit() # Best-effort: fill company names for any tickers still missing one. Never let # a name-fetch hiccup fail the bootstrap itself. try: await backfill_ticker_names(db, only_missing=True) except Exception: # noqa: BLE001 logger.warning("Ticker name backfill failed during bootstrap", exc_info=True) return { "universe": normalised_universe, "source": source, "total_universe_symbols": len(symbols), "added": len(symbols_to_add), "already_tracked": len(target_symbols & existing_symbols), "deleted": deleted_count, "added_symbols": symbols_to_add[:50], }